FINRA updates
August 6, 2009 by Don · Leave a Comment
FINRA has announced that it has postponed the enforcement of its new FTC Red Flag rules until November 1, 2009. These new rules are specific to customer protection from identity theft.
FINRA has also announced that the California IOUs that were recently issued by the financially troubled state to cover some of its debts are to be treated as Municipal Securities. Such transactions are subject to the MSRB rules.
For more information, please visit FINRA’s website at www.finra.org
